IB Chemistry R3.4 R3.4.9
R3.4.9 HL

Mechanisms of Nucleophilic Substitution

Key Concept

Nucleophilic substitution of halogenoalkanes can proceed via two different mechanisms: the concerted SN2 (primary substrates) or the two-step SN1 (tertiary substrates). Secondary substrates can undergo both.

The SN2 Mechanism

SN2: Concerted Backside Attack

SN2 Mechanism: Backside Attack, Transition State, and Walden Inversion HO⁻ C Br H H CH₃ Backside attack C HO δ− Br δ− H H CH₃ Planar TS HO C H CH₃ H + Br⁻ Inverted

SN2: One step, concerted

  1. The nucleophile attacks from the opposite side to the leaving group (backside attack, 180°)
  2. The new bond forms at the same time as the C-X bond breaks. No intermediate.
  3. The transition state has five groups around carbon (pentacoordinate) with partial bonds shown as dashed lines

Stereochemistry: Walden inversion. The three substituents "flip" like an umbrella turning inside out. The product has inverted configuration.

Favoured by: primary halogenoalkanes (minimal steric hindrance allows backside attack)

The SN1 Mechanism

SN1: Two steps, via carbocation

Step 1 (slow, rate-determining):

The C-X bond breaks heterolytically → planar carbocation + X⁻

Step 2 (fast):

The nucleophile attacks the carbocation from either side → product

Stereochemistry: Racemic mixture. The nucleophile attacks equally from both sides of the planar carbocation, producing equal amounts of both enantiomers.

Favoured by: tertiary halogenoalkanes (steric hindrance prevents backside attack; tertiary carbocation is stabilised by inductive effect of three alkyl groups)

SN1 vs SN2 Comparison

SN1 SN2
Steps2 (carbocation intermediate)1 (concerted)
SubstrateTertiary halogenoalkanesPrimary halogenoalkanes
StereochemistryRacemic mixtureInversion (Walden)
NucleophileWeak (e.g. H₂O)Strong (e.g. OH⁻)
Secondary substratesBoth mechanisms can occur

Why Does Substrate Type Matter?

Tertiary → SN1

Three bulky alkyl groups create steric hindrance. The nucleophile cannot approach from behind. The leaving group departs first to form a stabilised tertiary carbocation.

Primary → SN2

Minimal steric hindrance allows direct backside attack. A primary carbocation would be too unstable to form, so SN1 is not feasible.

Think About It

The numbers "1" and "2" in SN1 and SN2 refer to what?

They refer to the molecularity of the rate-determining step. SN2 = two species in the RDS (substrate + nucleophile). SN1 = one species in the RDS (substrate only). They do NOT refer to the number of steps.

Common Exam Mistakes

  • Confusing the "1" and "2" as the number of steps. They mean unimolecular and bimolecular.
  • Forgetting that SN1 gives a racemic mixture, not a single enantiomer.
  • Not drawing curly arrows from the nucleophile to the carbon in SN2.
  • Forgetting to show the transition state brackets [ ]‡ with partial bonds (dashed lines) and δ- charges.
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